Filing Details
- Accession Number:
- 0001140361-13-017913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-30 16:05:07
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-04-30
- Accepted Time:
- 2013-04-30 16:05:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371446 | Fbr & Co. | FBRC | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504216 | J Adam Fishman | 1001 Nineteenth Street North Suite 1100 Arlington VA 22209 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2013-04-29 | 5,000 | $20.38 | 147,260 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On February 28, 2013, the common stock of the Issuer reverse stock split 1-for-4, adjusting the reporting person's ownership to 139461.
- This includes a non-discretionary reallocation of 2,799 RSUs made on April 1, 2013 to the Reporting Person pursuant to the Issuers 2012 Retention and Incentive Plan under the 2006 LTIP