Filing Details
- Accession Number:
- 0001209191-13-023049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-30 13:51:20
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-04-30
- Accepted Time:
- 2013-04-30 13:51:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
742112 | Invacare Corp | IVC | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 952680965 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937770 | Iii Malachi Aaron Mixon | One Invacare Way Elyria OH 44035 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-04-29 | 22,850 | $12.53 | 342,546 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2013-04-29 | 22,850 | $12.53 | 85,444 | No | 4 | P | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 69,446 | Indirect | By GRAT |
Common Shares | 12,289 | Indirect | By GRAT |
Common Shares | 12,288 | Indirect | By GRAT |
Common Shares | 46,322 | Indirect | By GRAT |
Common Shares | 46,322 | Indirect | By GRAT |
Common Shares | 18,901 | Indirect | By Invacare Retirement Savings Plan |
Class B Common Shares | 2,003 | Direct | |
Class B Common Shares | 330,907 | Indirect | By GRAT |
Class B Common Shares | 261,461 | Indirect | By GRAT |
Class B Common Shares | 26,536 | Indirect | By GRAT |
Class B Common Shares | 83,005 | Indirect | By GRAT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (Right to Buy) | $0.00 | 1,092,200 | 1,092,200 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,092,200 | 1,092,200 | Direct |
Footnotes
- Price reported constitutes the weighted average price of shares purchased. Shares were purchased in multiple transactions at prices ranging from $12.23 - $12.57. The reporting person hereby undertakes upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Owned by the Trustee for the 2012 Grantor Retained Annuity Trust created by the reporting person's spouse.
- Owned by the Trustee for the 1997 Grantor Retained Annuity Trust created by the reporting person's spouse.
- Owned by the Trustee for the 1997 Grantor Retained Annuity Trust created by the reporting person.
- Owned by the Trustee for the 2009 Grantor Retained Annuity Trust created by the reporting person.
- On February 2, 2013, the grantor retained annuity trust made an annuity payment of 48,925 Common Shares to the reporting person.
- Owned by the Trustee for the 2009 Grantor Retained Annuity Trust created by the reporting person's spouse.
- On February 2, 2013, the grantor retained annuity trust made an annuity payment of 48,925 Common Shares to the reporting person's spouse.
- Owned by the Trustee for the Invacare Retirement Savings Plan. The information given is based on a Plan Statement of December 31, 2012, the most recent information reasonably available.
- Owned by the Trustee for the 2012 Grantor Retained Annuity Trust created by the reporting person.
- Owned by the Trustee for the 2011 Grantor Retained Annuity Trust created by the reporting person.
- Owned by the Trustee for the 2011 Grantor Retained Annuity Trust created by the reporting person's spouse.
- No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- The reporting person holds previously reported options to buy 1,092,200 Common Shares (with tandem tax withholding rights) under the Invacare Corporation 2003 Performance Plan, granted in reliance upon the exemption provided by Rule 16b-3. All options were granted between August 20, 2003 and March 18, 2013, at exercise prices between $13.37 to $44.30 per share, will expire between August 20, 2013 and March 18, 2023 and became or will become exercisable between September 30, 2004 and March 31, 2017.