Filing Details
- Accession Number:
- 0001127602-13-014723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-30 08:22:50
- Reporting Period:
- 2013-04-29
- Filing Date:
- 2013-04-30
- Accepted Time:
- 2013-04-30 08:22:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322996 | R James Ellinghausen | 100 Bloomfield Hills Parkway Ste. 300 Bloomfield Hills MI 48304 | Exec. Vice President-Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-29 | 50,000 | $10.93 | 414,071 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-29 | 30,000 | $21.23 | 384,071 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-29 | 10,000 | $21.21 | 374,071 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-29 | 10,000 | $21.22 | 364,071 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-04-29 | 50,000 | $0.00 | 50,000 | $10.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2009-12-06 | 2017-12-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | In Name of Lauren Ellinghausen (Daughter) |
Footnotes
- These options vest 50% on 12/6/2009; 25% on 12/6/2010 and 25% on 12/6/2011.