Filing Details

Accession Number:
0001209191-13-022957
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-29 17:55:15
Reporting Period:
2013-04-25
Filing Date:
2013-04-29
Accepted Time:
2013-04-29 17:55:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550096 R. John Hartnett Illinois Tool Works Inc.
3600 West Lake Ave.
Glenview IL 60026
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-25 6,000 $47.13 9,723 No 4 M Direct
Common Stock Disposition 2013-04-25 6,000 $65.70 3,723 No 4 S Direct
Common Stock Acquisiton 2013-04-25 6,000 $42.08 9,723 No 4 M Direct
Common Stock Disposition 2013-04-25 6,000 $65.70 3,723 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2013-04-25 6,000 $0.00 6,000 $47.13
Common Stock Employee Stock Option Disposition 2013-04-25 6,000 $0.00 6,000 $42.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-10 2014-12-10 No 4 M Direct
0 2007-02-01 2016-02-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $51.60 2008-02-09 2017-02-09 8,000 8,000 Direct
Common Stock Employee Stock Option $48.51 2009-02-08 2018-02-08 15,000 15,000 Direct
Common Stock Employee Stock Option $35.12 2010-02-13 2019-02-13 3,507 3,507 Direct
Common Stock Employee Stock Option $43.64 2011-02-12 2020-02-12 13,889 13,889 Direct
Common Stock Employee Stock Option $55.81 2012-02-11 2021-02-11 11,750 11,750 Direct
Common Stock Employee Stock Option $55.71 2013-02-10 2022-02-10 13,066 13,066 Direct
Common Stock Restricted Stock Unit (granted 02/11/2011) $0.00 1,559 1,559 Direct
Common Stock Restricted Stock Unit (granted 02/10/2012) $0.00 1,616 1,616 Direct
Common Stock Employee Stock Option $63.25 2014-02-15 2023-02-15 28,823 28,823 Direct
Common Stock Performance Restricted Stock Unit (granted 02/15/2013) $0.00 4,480 4,480 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-09 8,000 8,000 Direct
2018-02-08 15,000 15,000 Direct
2019-02-13 3,507 3,507 Direct
2020-02-12 13,889 13,889 Direct
2021-02-11 11,750 11,750 Direct
2022-02-10 13,066 13,066 Direct
1,559 1,559 Direct
1,616 1,616 Direct
2023-02-15 28,823 28,823 Direct
4,480 4,480 Direct
Footnotes
  1. Options vest in four (4) equal annual installments beginning one year from date of grant.
  2. Each restricted stock unit (RSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
  3. Each RSU vests 100% three years from the date of grant.
  4. Each PRSU vests 100% three years from the date of grant if performance goals are met.