Filing Details
- Accession Number:
- 0001313337-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-29 17:46:53
- Reporting Period:
- 2013-04-25
- Filing Date:
- 2013-04-29
- Accepted Time:
- 2013-04-29 17:46:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313337 | Allan Samuel Flax | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Evp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-04-29 | 317 | $14.67 | 440,985 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-25 | 13,241 | $0.00 | 440,985 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Acquisiton | 2013-04-25 | 167,391 | $0.00 | 167,391 | $14.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 167,391 | 2014-04-25 | 2023-04-25 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,768 | Indirect | ESOP/401(k) Plan |
| Common Stock | 4,461 | Indirect | IRA |
Footnotes
- Date of final determination of number of shares of ACAS common stock allocated under the American Capital Performance Incentive Plan.
- Sales made pursuant to a previously established Rule 10b5-1 Plan.
- Not applicable
- The option vests in five equal installments beginning April 25, 2014.
Billionaire Hedge Funds
