Filing Details
- Accession Number:
- 0001104659-13-034516
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-29 17:36:48
- Reporting Period:
- 2012-08-06
- Filing Date:
- 2013-04-29
- Accepted Time:
- 2013-04-29 17:36:48
- Original Submission Date:
- 2012-08-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402675 | J A Wagner | 3000 Riverchase Galleria - Suite 1700 Birmingham AL 35244 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-06 | 5,000 | $37.25 | 5,000 | No | 4 | P | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,585 | Direct |
Footnotes
- This amended Form 4 is being filed to correctly report that the purchase occurred through a trust of which the Reporting Person is the trustee rather than directly.
- Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.