Filing Details

Accession Number:
0001104659-13-034516
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-04-29 17:36:48
Reporting Period:
2012-08-06
Filing Date:
2013-04-29
Accepted Time:
2013-04-29 17:36:48
Original Submission Date:
2012-08-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402675 J A Wagner 3000 Riverchase Galleria - Suite 1700
Birmingham AL 35244
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-06 5,000 $37.25 5,000 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,585 Direct
Footnotes
  1. This amended Form 4 is being filed to correctly report that the purchase occurred through a trust of which the Reporting Person is the trustee rather than directly.
  2. Held by a trust, of which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.