Filing Details

Accession Number:
0001354488-13-002288
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-29 17:23:34
Reporting Period:
2005-12-31
Filing Date:
2013-04-29
Accepted Time:
2013-04-29 17:23:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
834365 Biolife Solutions Inc BLFS Electromedical & Electrotherapeutic Apparatus (3845) 943076866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273547 Thomas Girschweiler C/O Biolife Solutions, Inc.
3303 Monte Villa Parkway
Bothell WA 98021
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2005-12-31 1,761,827 $0.12 2,299,887 No 4 P Direct
Common Shares Acquisiton 2006-05-01 479,999 $0.06 13,989,886 No 4 P Direct
Common Shares Acquisiton 2007-02-13 416,666 $0.00 14,406,552 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Common Share Warrants Acquisiton 2010-11-29 1,000,000 $0.00 1,000,000 $0.07
Common Shares Common Share Warrants Acquisiton 2011-08-10 1,000,000 $0.00 1,000,000 $0.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,000,000 2010-11-29 2015-11-29 No 4 J Direct
1,000,000 2011-08-10 2016-08-30 No 4 J Direct
Footnotes
  1. Resulting purchase from cash dividends paid to Series G preferred stockholders; purchase price based on December 31, 2005 closing price of Issuer?s common shares.
  2. Resulting purchase from cash dividend paid to Series G preferred stockholders; purchase price based on May 1, 2006 closing price of Issuer's common shares.
  3. Total includes 11,210,000 common shares acquired upon conversion of Series F and Series G preferred shares and warrants previously reported on Form 4 filed on April 18, 2006 and 538,060 common shares previously held.
  4. Shares of common stock issued to reporting person in connection with financing costs related to Secured Multi-Draw Term Loan Facility Agreement in the amount of $2,000,000, with a maturity date of January 11, 2010.
  5. Warrants acquired as consideration for an amendment to the issuer's Secured Multi-Draw Term Loan Facility Agreement, increasing the reporting person's "Facility?" to $4,750,000 and extending the maturity date to January 11, 2013.
  6. Warrants acquired as consideration for an amendment to the issuer's Secured Multi-Draw Term Loan Facility Agreement, increasing the reporting person's "Facility"? to $5,250,000.