Filing Details
- Accession Number:
- 0001354488-13-002288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-29 17:23:34
- Reporting Period:
- 2005-12-31
- Filing Date:
- 2013-04-29
- Accepted Time:
- 2013-04-29 17:23:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
834365 | Biolife Solutions Inc | BLFS | Electromedical & Electrotherapeutic Apparatus (3845) | 943076866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273547 | Thomas Girschweiler | C/O Biolife Solutions, Inc. 3303 Monte Villa Parkway Bothell WA 98021 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2005-12-31 | 1,761,827 | $0.12 | 2,299,887 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2006-05-01 | 479,999 | $0.06 | 13,989,886 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2007-02-13 | 416,666 | $0.00 | 14,406,552 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Common Share Warrants | Acquisiton | 2010-11-29 | 1,000,000 | $0.00 | 1,000,000 | $0.07 |
Common Shares | Common Share Warrants | Acquisiton | 2011-08-10 | 1,000,000 | $0.00 | 1,000,000 | $0.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,000,000 | 2010-11-29 | 2015-11-29 | No | 4 | J | Direct |
1,000,000 | 2011-08-10 | 2016-08-30 | No | 4 | J | Direct |
Footnotes
- Resulting purchase from cash dividends paid to Series G preferred stockholders; purchase price based on December 31, 2005 closing price of Issuer?s common shares.
- Resulting purchase from cash dividend paid to Series G preferred stockholders; purchase price based on May 1, 2006 closing price of Issuer's common shares.
- Total includes 11,210,000 common shares acquired upon conversion of Series F and Series G preferred shares and warrants previously reported on Form 4 filed on April 18, 2006 and 538,060 common shares previously held.
- Shares of common stock issued to reporting person in connection with financing costs related to Secured Multi-Draw Term Loan Facility Agreement in the amount of $2,000,000, with a maturity date of January 11, 2010.
- Warrants acquired as consideration for an amendment to the issuer's Secured Multi-Draw Term Loan Facility Agreement, increasing the reporting person's "Facility?" to $4,750,000 and extending the maturity date to January 11, 2013.
- Warrants acquired as consideration for an amendment to the issuer's Secured Multi-Draw Term Loan Facility Agreement, increasing the reporting person's "Facility"? to $5,250,000.