Filing Details
- Accession Number:
- 0001225208-13-010550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-29 17:13:40
- Reporting Period:
- 2013-04-25
- Filing Date:
- 2013-04-29
- Accepted Time:
- 2013-04-29 17:13:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567914 | S. Kevin Borgmann | 1680 Capital One Drive Mclean VA 22102 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-25 | 9,052 | $57.05 | 26,510 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on January 22, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- This amount excludes 2,459 shares that were over reported in prior forms for the reporting person, due to an administrative error.