Filing Details
- Accession Number:
- 0001179110-13-007341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-29 16:48:47
- Reporting Period:
- 2013-04-25
- Filing Date:
- 2013-04-29
- Accepted Time:
- 2013-04-29 16:48:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1436046 | Neil Davidson | 6601 S. Bermuda Road Las Vegas NV 89119 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Disposition | 2013-04-25 | 3,554 | $52.05 | 38,452 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-04-25 | 5,500 | $19.47 | 43,952 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2013-04-25 | 5,500 | $53.00 | 38,452 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-04-25 | 5,000 | $14.99 | 43,452 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2013-04-25 | 5,000 | $53.00 | 38,452 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-04-25 | 7,500 | $20.32 | 45,952 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2013-04-25 | 7,500 | $54.00 | 38,452 | No | 4 | S | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-04-25 | 6,000 | $32.62 | 44,452 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2013-04-25 | 6,000 | $54.00 | 38,452 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-04-25 | 5,500 | $0.00 | 5,500 | $19.47 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-04-25 | 5,000 | $0.00 | 5,000 | $14.99 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-04-25 | 7,500 | $0.00 | 7,500 | $20.32 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-04-25 | 6,000 | $0.00 | 6,000 | $32.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-10-25 | No | 4 | M | Direct | |
0 | 2010-02-21 | 2016-02-21 | No | 4 | M | Direct |
0 | 2015-10-14 | No | 4 | M | Direct | |
0 | 2015-04-14 | No | 4 | M | Direct |
Footnotes
- The sales were pursuant to a Rule 10b5-1 Trading Agreement.
- Includes 210 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on February 28, 2013.
- The transaction was executed in multiple trades at prices from $53.00 to $53.145. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested as follows: (i) 2,750 on 10/25/2009; and (ii) 2,750 on 10/25/2010.
- The options vested as follows: (i) 3,750 on 10/14/2010, (ii) 1,875 on 10/14/2011; and (iii) 1,875 on 10/14/2012.
- The options vested as follows: (i) 2,000 on 4/14/2010, (ii) 2,000 on 4/14/2011, and (iii) 2,000 on 4/14/2012.
- Granted as compensation for services.