Filing Details
- Accession Number:
- 0001209191-13-022911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-29 16:46:56
- Reporting Period:
- 2013-04-25
- Filing Date:
- 2013-04-29
- Accepted Time:
- 2013-04-29 16:46:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095565 | Healthstream Inc | HSTM | Services-Computer Programming, Data Processing, Etc. (7370) | 621443555 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485077 | Michael Sousa | 209 10Th Ave. South Suite 450 Nashville TN 37203 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-25 | 15,600 | $2.75 | 23,703 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-25 | 10,000 | $2.01 | 33,703 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-25 | 30,000 | $3.58 | 63,703 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-25 | 6,563 | $7.66 | 70,266 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-25 | 24,065 | $23.12 | 46,201 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-04-25 | 7,725 | $23.12 | 38,476 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 5,000 | $0.00 | 5,000 | $2.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 5,000 | $0.00 | 5,000 | $2.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 5,000 | $0.00 | 5,000 | $2.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 600 | $0.00 | 600 | $2.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 1,000 | $0.00 | 1,000 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 2,000 | $0.00 | 2,000 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 3,000 | $0.00 | 3,000 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 4,000 | $0.00 | 4,000 | $2.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 5,000 | $0.00 | 5,000 | $3.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 10,000 | $0.00 | 10,000 | $3.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 15,000 | $0.00 | 15,000 | $3.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 2,813 | $0.00 | 2,813 | $7.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-25 | 3,750 | $0.00 | 3,750 | $7.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-02-09 | 2014-02-09 | No | 4 | M | Direct |
| 0 | 2008-02-09 | 2014-02-09 | No | 4 | M | Direct |
| 0 | 2009-02-09 | 2014-02-09 | No | 4 | M | Direct |
| 4,400 | 2010-02-09 | 2014-02-09 | No | 4 | M | Direct |
| 0 | 2010-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 0 | 2011-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 0 | 2012-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 0 | 2013-02-12 | 2017-02-12 | No | 4 | M | Direct |
| 0 | 2011-02-11 | 2018-02-11 | No | 4 | M | Direct |
| 0 | 2012-02-11 | 2018-02-11 | No | 4 | M | Direct |
| 0 | 2013-02-11 | 2018-02-11 | No | 4 | M | Direct |
| 0 | 2012-02-11 | 2019-02-11 | No | 4 | M | Direct |
| 0 | 2013-02-11 | 2019-02-11 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $22.86 to $23.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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