Filing Details

Accession Number:
0001181431-13-023703
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-26 21:08:41
Reporting Period:
2013-04-25
Filing Date:
2013-04-26
Accepted Time:
2013-04-26 21:08:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196898 P Richard Wallace C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-25 30,000 $53.86 68,838 No 4 M Indirect By Trust
Common Stock Disposition 2013-04-25 30,000 $56.00 38,838 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2013-04-25 30,000 $0.00 30,000 $53.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 248,500 Direct
Footnotes
  1. Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.
  2. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2012.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
  4. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
  5. Represents a stock option granted on October 27, 2003, granting the Reporting Person the right to purchase up to 30,000 shares of KLA-Tencor common stock. 6,000 of the shares subject to this stock option vested on the one-year anniversary of the grant date (October 27, 2004), and 1/48 of the remaining 24,000 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.