Filing Details
- Accession Number:
- 0001181431-13-023701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-26 21:07:13
- Reporting Period:
- 2013-04-24
- Filing Date:
- 2013-04-26
- Accepted Time:
- 2013-04-26 21:07:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1550695 | Performant Financial Corp | PFMT | Services-Miscellaneous Business Services (7380) | 200484934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555302 | Parthenon Dcs Holdings, Llc | C/O Parthenon Capital Partners Four Embarcadero Center, Suite 3610 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-04-24 | 5,000,000 | $11.49 | 17,729,424 | No | 4 | S | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-04-24 | 39,200 | $0.00 | 17,690,224 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- Reflects a pro rata distribution of 39,200 shares of common stock of the issuer by Parthenon DCS Holdings, LLC ("DCS Holdings"), the record owner of the shares, to Parthenon Investors II, L.P. ("Parthenon Investors"), the manager of DCS Holdings, on April 24, 2013 (the "DCS Holdings Distribution"). Following the DCS Holdings Distribution and on the same day, Parthenon Investors further distributed (on a pro rata basis) all 39,200 shares to PCap Partners II, LLC ("PCap Partners"), the general partner of Parthenon Investors (the "Parthenon Investors Distribution"). Following the Parthenon Investors Distribution and on the same day, PCap Partners further distributed (on a pro rata basis) all 39,200 shares to certain of its members, including PCap II, LLC ("PCap"), the managing member of PCap Partners (the "PCap Partners Distribution"). (continued in footnote 2)
- Following the PCap Partners Distribution and on the same day, PCap further distributed (on a pro rata basis) the 30,000 shares it received from PCap Partners to one of its members (such distribution, collectively with the DCS Holdings Distribution, the Parthenon Investors Distribution and the PCap Partners Distribution, the "Distributions"). The Distributions were made to facilitate charitable contributions of the reported shares by certain indirect holders of interests in DCS Holdings.