Filing Details
- Accession Number:
- 0001209191-13-022780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-26 16:19:50
- Reporting Period:
- 2013-04-24
- Filing Date:
- 2013-04-26
- Accepted Time:
- 2013-04-26 16:19:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1333921 | D Ronald Kropp | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Sr Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-24 | 623 | $64.40 | 14,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-24 | 30,067 | $51.60 | 44,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-24 | 30,067 | $64.22 | 14,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-24 | 70,000 | $48.51 | 84,211 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-24 | 70,000 | $64.23 | 14,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-24 | 42,014 | $35.12 | 56,225 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-24 | 42,014 | $63.37 | 14,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-24 | 15,000 | $35.12 | 29,211 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-24 | 15,000 | $64.22 | 14,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-24 | 42,820 | $43.64 | 57,031 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-24 | 42,820 | $63.57 | 14,211 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-25 | 12,943 | $65.40 | 1,268 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-25 | 45,401 | $55.81 | 46,669 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-25 | 45,401 | $65.63 | 1,268 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-25 | 24,499 | $55.71 | 25,767 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-25 | 24,499 | $65.70 | 1,268 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-25 | 1,268 | $65.36 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2013-04-24 | 30,067 | $0.00 | 30,067 | $51.60 |
Common Stock | Employee Stock Option | Disposition | 2013-04-24 | 70,000 | $0.00 | 70,000 | $48.51 |
Common Stock | Employee Stock Option | Disposition | 2013-04-24 | 57,014 | $0.00 | 57,014 | $35.12 |
Common Stock | Employee Stock Option | Disposition | 2013-04-24 | 42,820 | $0.00 | 42,820 | $43.64 |
Common Stock | Employee Stock Option | Disposition | 2013-04-25 | 45,401 | $0.00 | 45,401 | $55.81 |
Common Stock | Employee Stock Option | Disposition | 2013-04-25 | 24,499 | $0.00 | 24,499 | $55.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
3,689 | 2010-02-13 | 2019-02-13 | No | 4 | M | Direct |
21,998 | 2011-02-12 | 2020-02-12 | No | 4 | M | Direct |
45,401 | 2012-02-11 | 2021-02-11 | No | 4 | M | Direct |
73,498 | 2013-02-10 | 2022-02-10 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Restricted Stock Unit (granted 2/11/2011) | $0.00 | 12,046 | 12,046 | Direct | ||
Common Stock | Performance Restricted Stock Unit (granted 2/10/2012) | $0.00 | 12,116 | 12,116 | Direct | ||
Common Stock | Employee Stock Option | $63.25 | 2014-02-15 | 2023-02-15 | 76,297 | 76,297 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 2/15/2013) | $0.00 | 11,858 | 11,858 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,046 | 12,046 | Direct | |
12,116 | 12,116 | Direct | |
2023-02-15 | 76,297 | 76,297 | Direct |
11,858 | 11,858 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $64.39 to $64.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $64.08 to $64.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $64.08 to $64.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.31 to $63.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $64.09 to $64.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.50 to $63.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $65.62 to $65.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $65.64 to $65.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.