Filing Details
- Accession Number:
- 0001209191-13-022758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-26 16:02:28
- Reporting Period:
- 2013-04-24
- Filing Date:
- 2013-04-26
- Accepted Time:
- 2013-04-26 16:02:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100962 | Endo Health Solutions Inc. | ENDP | Pharmaceutical Preparations (2834) | 134022871 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328288 | P. Ivan Gergel | C/O Endo Health Solutions Inc. 1400 Atwater Drive Malvern PA 19355 | Evp, R&D And Cso | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value, $.01 Per Share | Acquisiton | 2013-04-24 | 12,500 | $25.02 | 45,535 | No | 4 | M | Direct | |
Common Stock, Par Value, $.01 Per Share | Disposition | 2013-04-24 | 12,500 | $36.48 | 33,035 | No | 4 | S | Direct | |
Common Stock, Par Value, $.01 Per Share | Acquisiton | 2013-04-24 | 61,206 | $19.93 | 94,241 | No | 4 | M | Direct | |
Common Stock, Par Value, $.01 Per Share | Disposition | 2013-04-24 | 61,206 | $36.46 | 33,035 | No | 4 | S | Direct | |
Common Stock, Par Value, $.01 Per Share | Acquisiton | 2013-04-24 | 31,484 | $20.61 | 64,519 | No | 4 | M | Direct | |
Common Stock, Par Value, $.01 Per Share | Disposition | 2013-04-24 | 31,484 | $36.48 | 33,035 | No | 4 | S | Direct | |
Common Stock, Par Value, $.01 Per Share | Disposition | 2013-04-24 | 33,035 | $36.41 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2004 Stock Incentive Plan Stock Options (NQ) | Disposition | 2013-04-24 | 12,500 | $0.00 | 12,500 | $25.02 |
Common Stock | 2007 Stock Incentive Plan Stock Options (NQ) | Disposition | 2013-04-24 | 61,206 | $0.00 | 61,206 | $19.93 |
Common Stock | 2004 Stock Incentive Plan Stock Options (NQ) | Disposition | 2013-04-24 | 31,484 | $0.00 | 31,484 | $20.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-04-29 | No | 4 | M | Direct | |
0 | 2019-02-26 | No | 4 | M | Direct | |
15,742 | 2020-02-19 | No | 4 | M | Direct |
Footnotes
- On March 5, 2013, Dr. Gergel placed 105,190 of the shares underlying his stock options and 33,035 shares of common stock, which he had obtained upon vesting of certain restricted stock units and performance share units, into a 10b5-1 pre-set selling program (the "Gergel Pre-Set Selling Program"). The Gergel Pre-Set Selling Program's initial termination date was the earlier of March 5, 2014 or the date all shares under the program were sold. The options exercised and the shares sold here were sold pursuant to the Gergel Pre-Set Selling Program, which leaves no remaining shares (underlying options or otherwise) in the current Gergel Pre-Set Selling Program.
- This represents the average price at which Dr. Gergel's common shares were sold on on April 24, 2013 with respect to each reported transaction.
- Dr. Gergel's stock options that were granted under the 2004 Stock Incentive Plan on April 29, 2008 were generally exercisable 25% per year on each of April 29, 2009, April 29, 2010, April 29, 2011 and April 29, 2012. The 12,500 stock options that were exercised now are those that became exercisable on April 29, 2012.
- These securities were granted to Dr. Gergel in consideration of his services as the Executive Vice President, Research & Development of Endo Health Solutions Inc.
- Dr. Gergel's stock options that were granted under the 2007 Stock Incentive Plan on February 26, 2009 were generally exercisable 25% per year on each of February 26, 2010, February 26, 2011, February 26, 2012 and February 26, 2013. The 61,206 stock options that were exercised now are those that became exercisable on February 26, 2012 and February 26, 2013.
- Dr. Gergel's stock options that were granted under the 2004 Stock Incentive Plan on February 19, 2010 are generally exercisable 25% per year on each of February 19, 2011, February 19, 2012, February 19, 2013 and February 19, 2014. The 31,484 stock options that were exercised now are those that became exercisable on February 19, 2012 and February 19, 2013.