Filing Details
- Accession Number:
- 0000046080-13-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-26 11:31:22
- Reporting Period:
- 2013-04-24
- Filing Date:
- 2013-04-26
- Accepted Time:
- 2013-04-26 11:31:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46080 | Hasbro Inc | HAS | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 050155090 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214985 | Brian Goldner | C/O Hasbro Inc 1027 Newport Avenue Pawtucket RI 02862 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 Per Share) | Acquisiton | 2013-04-24 | 75,000 | $18.58 | 132,805 | No | 4 | M | Direct | |
| Common Stock (Par Value $.50 Per Share) | Acquisiton | 2013-04-24 | 122,888 | $32.43 | 255,693 | No | 4 | M | Direct | |
| Common Stock (Par Value $.50 Per Share) | Disposition | 2013-04-24 | 172,888 | $47.30 | 82,805 | No | 4 | S | Direct | |
| Common Stock (Par Value $.50 Per Share) | Disposition | 2013-04-24 | 25,000 | $0.00 | 57,805 | No | 5 | G | Direct | |
| Common Stock (Par Value $.50 Per Share) | Acquisiton | 2013-04-24 | 25,000 | $0.00 | 266,882 | No | 5 | G | Indirect | By the Brian D. Goldner Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By the Brian D. Goldner Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2013-04-24 | 467,976 | $0.00 | 467,976 | $0.00 |
| Common Stock | Option (Right to Buy) | Acquisiton | 2013-04-24 | 317,306 | $0.00 | 317,306 | $47.21 |
| Common Stock | Option (Right to Buy) | Disposition | 2013-04-24 | 75,000 | $0.00 | 75,000 | $18.58 |
| Common Stock | Option (Right to Buy) | Disposition | 2013-04-24 | 122,888 | $0.00 | 122,888 | $32.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 467,976 | No | 4 | A | Direct | ||
| 317,306 | 2020-04-23 | No | 4 | A | Direct | |
| 0 | 2014-05-19 | No | 4 | M | Direct | |
| 0 | 2014-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Par Value $.50 Per Share) | 16,519 | Indirect | By the Barbara S. Goldner Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.92 to $47.70, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- This transaction involved a gift of securities by the Reporting Person to the Brian D. Goldner Trust.
- Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
- Each restricted stock unit represents a contingent right to earn one share of Hasbro common stock. The grant has two vesting components, each of which must be satisfied for Mr. Goldner to earn any shares under the award. The first vesting component is based on achievement of specified Hasbro common stock price thresholds (25% earned at $45/share; 25% earned at $52/share; 25% earned at $56/share; 25% earned at $60/share). To achieve the stock price thresholds the average closing sales price for Hasbro's common stock must trade at or above the threshold price for at least 30 consecutive trading days. The second vesting component requires that, subject to certain termination scenarios set forth in Mr. Goldner's Employment Agreement with the Company, Mr. Goldner remains continuously employed with the Company through December 31, 2017.
- These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- 33 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.
- 33 1/3% of the options became exercisable on each of May 20, 2005, May 20, 2006 and May 20, 2007.
- 33 1/3% of the options became exercisable on each of May 24, 2008, May 24, 2009 and May 24, 2010.
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