Filing Details
- Accession Number:
- 0001236280-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-25 20:44:33
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-25
- Accepted Time:
- 2013-04-25 20:44:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236280 | W Charles Jepson | 1252 Borregas Avenue Sunnyvale CA 94089 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-22 | 100 | $0.78 | 100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-22 | 100 | $800.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-22 | 6,000 | $0.78 | 6,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-22 | 6,000 | $47,503.00 | 6,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-23 | 9,900 | $0.78 | 9,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-23 | 9,900 | $79,200.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-04-22 | 100 | $0.00 | 100 | $0.78 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-04-22 | 6,000 | $0.00 | 6,000 | $0.78 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-04-23 | 9,900 | $0.00 | 9,900 | $0.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100 | 2020-06-28 | No | 4 | M | Direct | |
| 6,000 | 2020-06-28 | No | 4 | M | Direct | |
| 9,900 | 2020-06-28 | No | 4 | M | Direct |
Footnotes
- This sale of common stock was effected pursuant to a Rule 10b5 sales plan adopted by the reporting person on March 8, 2013.
- Reporting person undertakes to provide upon request by the Securities and Exchange Commision, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- Price per share was $8.00.
- This option became exercisable as to 25% of the shares on 6/28/11 and became exerciable as to 1/48th of the shares each full month thereafter.
- Represents a weighted average sale price. Actual sale prices ranged from $7.86 to 7.95.
Billionaire Hedge Funds
