Filing Details

Accession Number:
0001181431-13-023413
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-25 14:37:57
Reporting Period:
2013-04-23
Filing Date:
2013-04-25
Accepted Time:
2013-04-25 14:37:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364250 Douglas Emmett Inc DEI Real Estate Investment Trusts (6798) 203073047
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378407 A Dan Emmett 808 Wilshire Boulevard
Suite 200
Santa Monica CA 90401
Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-23 9,455 $25.78 3,859,039 No 4 S Indirect See footnote 5.
Common Stock Disposition 2013-04-23 3,782 $25.78 3,855,257 No 4 S Indirect See footnote 5.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote 5.
No 4 S Indirect See footnote 5.
Footnotes
  1. The sales reported herein were effected pursuant to Rule 10b5-1 trading plans entered into by Reporting Person and an entity affiliated with Reporting Person as of December 18, 2012.
  2. Shares of Issuer's common stock ("Shares") sold by the Dan A. Emmett Revocable Living Trust (the "Trust").
  3. Shares sold by Rivermouth Partners, a California limited partnership ("Rivermouth"). The Reporting Person is the chief executive officer and president of the general partner of Rivermouth.
  4. Following the sales reported herein and subject to the disclaimer in footnote 6, Reporting Person continued to beneficially own 13,356,152 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP, and long term incentive plan units ("LTIP Units"). Upon the occurrence of certain events, OP Units and LTIP Units are redeemable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election.
  5. Ownership: 3,147,507 Shares owned by the Trust; 315,750 Shares owned by the Emmett Foundation, a CA charitable organization, and disclaimed by Reporting Person; 320,000 Shares owned by Rivermouth and disclaimed by Reporting Person except to the extent of his pecuniary interest therein; 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which the Reporting Person is a trustee and has voting and investment power but disclaims beneficial ownership. Beneficial ownership of derivative securities: 9,491,264 OP Units of which Reporting Person disclaims, except to the extent of his pecuniary interest therein, 1,537,288 OP Units held by Rivermouth and 810,126 OP Units held by trusts for his spouse and children; 9,631 LTIP Units some of which are subject to vesting, and 274,355 vested stock options (right to buy). See footnote 5 regarding characteristics of OP Units and LTIP Units.