Filing Details

Accession Number:
0001181431-13-023335
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-24 21:03:51
Reporting Period:
2013-04-22
Filing Date:
2013-04-24
Accepted Time:
2013-04-24 21:03:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528831 N Kristine Tatsutani 4698 Willow Road
Pleasanton CA 94588
Cso, Svp Of Reg.,Clinical & Qa No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-22 5,696 $2.83 37,544 No 4 M Direct
Common Stock Disposition 2013-04-22 5,696 $4.60 31,848 No 4 S Direct
Common Stock Disposition 2013-04-22 1,079 $4.60 30,769 No 4 S Direct
Common Stock Acquisiton 2013-04-23 12,119 $2.83 42,888 No 4 M Direct
Common Stock Disposition 2013-04-23 12,119 $4.61 30,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2013-04-22 5,696 $0.00 5,696 $2.83
Common Stock Stock Option (Right to buy) Disposition 2012-04-23 12,119 $0.00 12,119 $2.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
94,429 2021-05-17 No 4 M Direct
82,310 2021-05-17 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 13, 2012.
  2. The price reported in Column for is an average price. These shares were sold in multiple transactions at prices ranging from $4.60-$4.74 inclusive. The reporting person undertakes to provide to ZELTIQ Aesthetics, Inc., any security holder of ZELTIQ Aesthetics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The initial RSU for 7,692 vests in four equal installments, of which the first vested on February 17, 2013.
  4. 25% of the granted 117,696 shares became exercisable on 5/18/2012. The remaining vest in a series of 36 equal monthly installments; provided the Reporting Person continues to provide service to ZELTIQ Aesthetics, Inc.