Filing Details
- Accession Number:
- 0001259393-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-24 20:35:19
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-24
- Accepted Time:
- 2013-04-24 20:35:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1066194 | Egain Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259393 | Eric Smit | 1252 Boregas Avenue Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-22 | 1,610 | $2.40 | 1,610 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-22 | 1,610 | $12,880.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-23 | 3,390 | $2.40 | 3,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-23 | 3,390 | $27,120.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-04-22 | 1,610 | $0.00 | 1,610 | $2.40 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-04-23 | 3,390 | $0.00 | 3,390 | $2.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,610 | 2013-12-08 | No | 4 | M | Direct | |
3,390 | 2013-12-08 | No | 4 | M | Direct |
Footnotes
- This sale of common stock was effected pursuant to Rule 10b5 sales plan adopted by the reporting person on March 7, 2013.
- Reporting person understakes to provide upon request by the Securities and Exchange Commisssion, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- The price per share was $8.00.
- This option became exerciable as to 25% of the shares within one of the grant date (12/8/2003) and vesting 1/36 monthly thereafter. The full vest date was 12/8/2007.