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Home > Insider Trading > Filing (0000717538-13-000052)

Filing Details

Accession Number:: 0000717538-13-000052
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-24 17:09:08
Reporting Period:: 2013-04-23

Filing Date:: 2013-04-24
Accepted Time:: 2013-04-24 17:09:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
717538	Arrow Financial Corp	AROW	National Commercial Banks (6021)	222448962

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184486	L Thomas Hoy	Arrow Financial Corporation 250 Glen Street Glens Falls NY 12801		Yes	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-04-23	1,000	$23.95	165,820	No	4	P	Direct
Common Stock	Acquisiton	2013-04-23	0	$0.00	2,460	No	4	J	Indirect	Wife's IRA
Common Stock	Acquisiton	2013-04-23	0	$0.00	2,938	No	4	J	Indirect	By Wife w/Broker
Common Stock	Acquisiton	2013-04-23	0	$0.00	3,346	No	4	J	Indirect	Irrev. Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Indirect	Wife's IRA
No	4	J	Indirect	By Wife w/Broker
No	4	J	Indirect	Irrev. Trust

Footnotes

Following the reported transaction, total direct holdings also include:65,481 shares held in retirement plans (IRA) which include 49,336 shares transferred from an ESOP to a self-directed IRA on April 11, 2013;98,612 shares held in a custody account; and727 shares acquired under the Company's 401k.
Amount of securities beneficially owned following reported transaction.