Filing Details
- Accession Number:
- 0001225208-13-010304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-24 16:03:42
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-24
- Accepted Time:
- 2013-04-24 16:03:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346629 | Frank Bisignano | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Co-Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-22 | 40,000 | $47.38 | 287,684 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-23 | 89,507 | $43.20 | 377,191 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-23 | 30,769 | $44.29 | 407,960 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-23 | 6,243 | $35.61 | 414,203 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-23 | 120,501 | $47.82 | 293,702 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2013-04-23 | 6,243 | $0.00 | 6,243 | $35.61 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-04-23 | 30,769 | $0.00 | 30,769 | $44.29 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-04-23 | 89,507 | $0.00 | 89,507 | $43.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
224,972 | 2022-01-18 | No | 4 | M | Direct | |
46,155 | 2021-01-19 | No | 4 | M | Direct | |
59,672 | 2020-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,972 | Indirect | As Custodian For Children |
Common Stock | 200 | Indirect | By IRA |
Common Stock | 1,000 | Indirect | By Wife |
Footnotes
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.