Filing Details
- Accession Number:
- 0001104659-13-032026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-24 10:30:47
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-24
- Accepted Time:
- 2013-04-24 10:30:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1555492 | Fairway Group Holdings Corp | FWM | Retail-Grocery Stores (5411) | 741201087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567780 | Peter Romano | C/O Fairway Group Holdings Corp. 2284 12Th Avenue New York NY 10027 | Vice President-Produce | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.00001 Per Share | Disposition | 2013-04-22 | 23,077 | $12.09 | 207,203 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.00001 Per Share | Option (right) to Purchase Shares of Class A Common Stock | Acquisiton | 2013-04-22 | 24,321 | $0.00 | 24,321 | $13.00 |
Class A Common Stock, Par Value $0.00001 Per Share | Restricted Stock Units for Class A Common Stock | Acquisiton | 2013-04-22 | 12,160 | $0.00 | 12,160 | $0.00 |
Class A Common Stock, Par Value $0.00001 Per Share | Restricted Stock Units for Class A Common Stock | Acquisiton | 2013-04-22 | 12,160 | $0.00 | 12,160 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,321 | 2023-04-22 | No | 4 | A | Direct | |
12,160 | No | 4 | A | Direct | ||
12,160 | No | 4 | A | Direct |
Footnotes
- In connection with the Issuer's initial public offering, Mr. Romano sold 23,077 shares of Class A Common Stock. The price of $12.09 reflects the $13.00 price to the public in the offering net of the underwriting discount of $0.91 per share of Class A Common Stock.
- The options will vest and become exercisable in four equal annual installments commencing on April 22, 2014.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on April 22, 2016, contingent upon Mr. Romano's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.
- Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on April 22, 2017, contingent upon Mr. Romano's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.