Filing Details
- Accession Number:
- 0001209191-13-022330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-24 08:28:26
- Reporting Period:
- 2013-04-22
- Filing Date:
- 2013-04-24
- Accepted Time:
- 2013-04-24 08:28:26
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438931 | D Robert Gabbard | Two North Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-22 | 18,477 | $25.74 | 63,600 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-22 | 18,400 | $28.20 | 82,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-22 | 42,000 | $32.42 | 40,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2013-04-22 | 18,477 | $0.00 | 18,477 | $25.74 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2013-04-22 | 18,400 | $0.00 | 18,400 | $28.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
235,867 | No | 4 | M | Direct | ||
217,467 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 74 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
Footnotes
- This Form 4 report reflects the exercise of 36,877 stock options and sale of underlying shares and the sale of 5,123 previously vested restricted stock units pursuant to a 10b5-1 plan dated March 19, 2013.
- Represents the weighted average sales price for price increments from $32.34 to $32.58.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Total includes the reinvestment of dividends.
- Represents the exercise of 18,477 stock options that vested on January 27, 2013 from a total grant of 55,430 options. There are 18,477 options remaining from the grant that vest on January 27, 2014 and expire on January 26, 2021.
- Represents the exercise of 18,400 stock options that vested on January 26, 2013 from a total grant of 55,200 options. There are 36,800 options remaining from the grant that vest in two equal installments on January 26, 2014 and January 26, 2015, and expire on January 25, 2022.