Filing Details
- Accession Number:
- 0000874015-13-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-23 20:46:49
- Reporting Period:
- 2013-04-19
- Filing Date:
- 2013-04-23
- Accepted Time:
- 2013-04-23 20:46:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874015 | Isis Pharmaceuticals Inc | ISIS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
897667 | T Stanley Crooke | C/O Isis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-19 | 30,000 | $7.26 | 31,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-19 | 30,000 | $20.01 | 1,661 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-22 | 20,000 | $7.26 | 21,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-22 | 20,000 | $20.99 | 1,661 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-22 | 10,000 | $20.99 | 865,391 | No | 4 | S | Indirect | By Family Trust |
Common Stock | Disposition | 2013-04-23 | 30,000 | $22.10 | 835,391 | No | 4 | S | Indirect | By Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Family Trust |
No | 4 | S | Indirect | By Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-19 | 30,000 | $0.00 | 30,000 | $7.26 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-22 | 20,000 | $0.00 | 20,000 | $7.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2010-09-21 | 2013-09-20 | No | 4 | M | Direct |
0 | 2010-09-21 | 2013-09-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 174 | Indirect | By wife |
Footnotes
- Acquired as a result of exercising a stock option that was scheduled to expire on 9/20/2013. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 6/27/2012.
- The sale was a result of shares owned. The sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 6/27/2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.005 to $22.16, inclusive. The reporting person undertakes to provide to Isis Pharmaceuticals, Inc., any security holder of Isis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) on this Form 4.