Filing Details
- Accession Number:
- 0001008274-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-23 12:19:41
- Reporting Period:
- 2013-04-23
- Filing Date:
- 2013-04-23
- Accepted Time:
- 2013-04-23 12:19:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1025362 | Golden Queen Mining Co Ltd | GQM | Metal Mining (1000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008274 | T Landon Clay | C/O East Hill Management Co., Llc 10 Memorial Blvd, Suite 902 Providence RI 02903 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-23 | 6,886,509 | $0.99 | 0 | No | 4 | S | Indirect | By grantor retained annuity trust |
Common Stock | Acquisiton | 2013-04-23 | 6,886,509 | $0.99 | 6,886,509 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By grantor retained annuity trust |
No | 4 | P | Direct |
Footnotes
- The Insider is the Grantor of the Landon T. Clay 2013-2 Annuity Trust (the "2013-2 GRAT"). As Grantor, the Insider exercised his right to substitute property of equivalent value for the shares held by the 2013-2 GRAT. The ownership of the shares held by the 2013-2 GRAT as reported by the Insider was changed from indirect to direct ownership.