Filing Details
- Accession Number:
- 0001144354-13-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-22 09:22:07
- Reporting Period:
- 2013-04-18
- Filing Date:
- 2013-04-22
- Accepted Time:
- 2013-04-22 09:22:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518371 | Maria Rueda | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-04-18 | 12,500 | $0.00 | 17,277 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-18 | 4,224 | $31.04 | 13,053 | No | 4 | F | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-04-18 | 8,276 | $30.82 | 4,777 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-04-18 | 12,500 | $0.00 | 12,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | No | 4 | M | Direct |
Footnotes
- Shares were withheld from the reporting person, in an exempt transaction under Rule 16b-3, solely to satisfy tax obligations arising from the vesting of the restricted stock described in this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2012.
- This price is the weighted average price of the 8,276 shares sold. The prices of the shares of the common stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $30.69 to $31.09. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually sold.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- On April 18, 2011, the restricted stock units were granted with vesting in four equal annual installments over a four year period. As of the date of this filing, 12,500 of the restricted stock units have vested and 37,500 restricted stock units remain unvested. Shares of the Issuer's common stock will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.