Filing Details
- Accession Number:
- 0001438588-13-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-19 16:55:41
- Reporting Period:
- 2013-04-18
- Filing Date:
- 2013-04-19
- Accepted Time:
- 2013-04-19 16:55:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210905 | D Paul Rubin | C/O Xoma Corporation 2910 Seventh Street Berkeley CA 94710 | Sr. Vp Clinical Dev. & Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2013-04-18 | 6,000 | $0.00 | 8,749 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 4,422 | Indirect | by 401(k) |
Footnotes
- This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2013.
- These shares were disposed of in multiple transactions at prices ranging from $3.21 to $3.37 for aggregate gross proceeds of $19,633.50.