Filing Details

Accession Number:
0001438588-13-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-19 16:55:41
Reporting Period:
2013-04-18
Filing Date:
2013-04-19
Accepted Time:
2013-04-19 16:55:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 942756657
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210905 D Paul Rubin C/O Xoma Corporation
2910 Seventh Street
Berkeley CA 94710
Sr. Vp Clinical Dev. & Cmo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2013-04-18 6,000 $0.00 8,749 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 4,422 Indirect by 401(k)
Footnotes
  1. This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2013.
  2. These shares were disposed of in multiple transactions at prices ranging from $3.21 to $3.37 for aggregate gross proceeds of $19,633.50.