Filing Details
- Accession Number:
- 0001513957-13-000007
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-19 16:45:42
- Reporting Period:
- 2013-04-12
- Filing Date:
- 2013-04-19
- Accepted Time:
- 2013-04-19 16:45:42
- Original Submission Date:
- 2013-04-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513957 | S. Alan Henricks | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-12 | 1,250 | $24.14 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Alan S. Henricks.
- The purpose of this amendment is to clarify that the price reported is a weighted average price. The shares were sold in multiple transactions ranging from $24.13 to $24.16, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4/A. This information and undertaking was unintentionally omitted from the reporting person's original Form 4 filed with the Securities and Exchange Commission on April 15, 2013. Except as set forth in this footnote (2), no other changes to the reporting person's original Form 4 have been made.