Filing Details
- Accession Number:
- 0001217460-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-19 15:33:33
- Reporting Period:
- 2013-04-19
- Filing Date:
- 2013-04-19
- Accepted Time:
- 2013-04-19 15:33:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217460 | Abraham Miller | 3111 Carnegie Cleveland OH 44115 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-04-19 | 5,000 | $17.26 | 18,134 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,515 | Indirect | See footnote |
Class A Common Stock | 150,000 | Indirect | See footnote |
Class A Common Stock | 37,294 | Indirect | See footnote |
Class A Common Stock | 4,192 | Indirect | See footnote |
Class A Common Stock | 27,134 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 900 | 900 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 132,726 | 132,726 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 117,557 | 117,557 | Direct |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 27,552 | 27,552 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 109,551 | 109,551 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 109,551 | 109,551 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 16,701 | 16,701 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 16,701 | 16,701 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 42,281 | 42,281 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 42,282 | 42,282 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 100,000 | 100,000 | Indirect |
Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 100,000 | 100,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1988-08-08 | 900 | 900 | Indirect |
1988-08-08 | 132,726 | 132,726 | Indirect |
1988-08-08 | 117,557 | 117,557 | Direct |
1988-08-08 | 27,552 | 27,552 | Indirect |
1988-08-08 | 109,551 | 109,551 | Indirect |
1988-08-08 | 109,551 | 109,551 | Indirect |
1988-08-08 | 16,701 | 16,701 | Indirect |
1988-08-08 | 16,701 | 16,701 | Indirect |
1988-08-08 | 42,281 | 42,281 | Indirect |
1988-08-08 | 42,282 | 42,282 | Indirect |
1988-08-08 | 100,000 | 100,000 | Indirect |
1988-08-08 | 100,000 | 100,000 | Indirect |
Footnotes
- Abraham Miller 1986 Trust - U/A DTD 2/17/86 AMD 4/14/08 Abraham Miller TTEE. Shares are held as a limited partnership interest in FCE Management, LP.
- Barbara Miller 2012 Irrev. Trust - Abraham Miller is trustee
- Ruth Miller Chairitable Lead Trust dated 7/5/1985 - Abraham Miller is Trustee and Beneficiary.
- Ruth Miller GST Trust - for the benefit of Abraham Miller.
- Mr. Miller is Trustee of Ruth Miller 1989 Shareholder's Trust for the benefit of Max Miller. Abraham Miller disclaims any beneficial ownership interest. The price $17.25514 represents a weighed average of sales prices ranging from $17.25 per share to $17.27 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- Mr. Miller is Trustee of Ruth Miller 1989 Shareholder's Trust for the benefit of Jacob Miller. Abraham Miller disclaims any beneficial ownership interest.
- General Partner of RMS, Ltd., (limited partnership).
- Abraham Miller Trust Agreement dated 11/29/1985, limited partner in RMS, Ltd.- Albert Ratner and Charles Ratner are trustees.
- Limited Partners of RMS, Ltd. (limited partnership).
- Ruth Miller GST Trust - limited partner in RMS, Ltd.
- Mr. Miller as Trustee U/A Ruth Miller 1989 Shareholder's for the benefit of Max Miller. Abraham Miller disclaims any beneficial ownership interest.
- Mr. Miller as Trustee U/A Ruth Miller 1989 Shareholder's for the benefit of Jacob Miller. Abraham Miller disclaims any beneficial ownership interest.
- Shares held by Max Miller as a limited partner in RMS, Ltd. Abraham Miller disclaims any beneficial ownership interest.
- Jacob Miller Revocable Trust - shares held as a limited partner in RMS, Ltd. Abraham Miller disclaims any beneficial ownership interest.
- Abraham Miller 2009 Trust - shares held as a limited partner of RMS, Ltd. for the benefit of Max Miller.
- Abraham Miller 2009 Trust - shares held as a limited partner of RMS, Ltd. for the benefit of Jacob Miller.
- Abraham Miller 2012 Trust - shares are for the benefit of Max Miller. Abraham Miller disclaims any beneficial ownership interest.
- Abraham Miller 2012 Trust - shares are for the benefit of Jacob Miller. Abraham Miller disclaims any beneficial ownership interest.
- Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.