Filing Details
- Accession Number:
- 0001104659-13-030690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-18 17:29:48
- Reporting Period:
- 2013-04-17
- Filing Date:
- 2013-04-18
- Accepted Time:
- 2013-04-18 17:29:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1313911 | Rally Software Development Corp | RALY | Services-Prepackaged Software (7372) | 841597294 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573548 | M James Lejeal | C/O Rally Software Development Corp. 3333 Walnut Street Boulder CO 80301 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-17 | 4,285 | $14.00 | 155,878 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-17 | 3,328 | $0.00 | 159,206 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2013-04-17 | 3,328 | $0.00 | 3,328 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Series A-1 Preferred Stock automatically converted on a 1-for-1 basis into shares of the Issuer's Common Stock immediately upon the closing of a Qualified Public Offering (as defined in the Issuer's Amended and Restated Certificate of Incorporation, as filed with the Delaware Secretary of State on April 1, 2013).
- The shares had no expiration date.