Filing Details
- Accession Number:
- 0001140361-13-016722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-17 17:45:27
- Reporting Period:
- 2013-04-15
- Filing Date:
- 2013-04-17
- Accepted Time:
- 2013-04-17 17:45:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-15 | 12,653 | $2.00 | 578,937 | No | 4 | P | Indirect | By AO Partners I, LP |
Common Stock | Acquisiton | 2013-04-16 | 106 | $2.00 | 579,043 | No | 4 | P | Indirect | By AO Partners I, LP |
Common Stock | Acquisiton | 2013-04-17 | 100 | $2.00 | 579,143 | No | 4 | P | Indirect | By AO Partners I, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By AO Partners I, LP |
No | 4 | P | Indirect | By AO Partners I, LP |
No | 4 | P | Indirect | By AO Partners I, LP |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.