Filing Details
- Accession Number:
- 0001127602-13-013932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-16 14:12:43
- Reporting Period:
- 2012-12-24
- Filing Date:
- 2013-04-16
- Accepted Time:
- 2013-04-16 14:12:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910612 | Cbl & Associates Properties Inc | CBL | Real Estate Investment Trusts (6798) | 621545718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936808 | B Charles Lebovitz | 2030 Hamilton Place Blvd., Suite 500 Chattanooga TN 374216000 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-24 | 30,000 | $21.05 | 1,232,106 | No | 4 | S | Indirect | By Corporation |
| Common Stock | Disposition | 2012-12-27 | 41,065 | $20.80 | 1,191,041 | No | 4 | S | Indirect | By Corporation |
| Common Stock | Disposition | 2012-12-27 | 128,935 | $20.72 | 1,062,106 | No | 4 | S | Indirect | By Corporation |
| Common Stock | Disposition | 2012-12-28 | 16,000 | $20.91 | 1,046,106 | No | 4 | S | Indirect | By Corporation |
| Common Stock | Disposition | 2012-12-31 | 11,000 | $21.24 | 1,035,106 | No | 4 | S | Indirect | By Corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Corporation |
| No | 4 | S | Indirect | By Corporation |
| No | 4 | S | Indirect | By Corporation |
| No | 4 | S | Indirect | By Corporation |
| No | 4 | S | Indirect | By Corporation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 661,568 | Direct | |
| Common Stock | 14,389 | Indirect | By Spouse |
| Common Stock | 45,726 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 2043-11-03 | 756,350 | 756,350 | Direct | |
| Common Stock | Common Units | $0.00 | 2043-11-03 | 15,729,378 | 15,729,378 | Indirect | |
| Common Stock | Common Units | $0.00 | 2043-11-03 | 489,071 | 489,071 | Indirect | |
| Common Stock | Common Units | $0.00 | 2043-11-23 | 17,081 | 17,081 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2043-11-03 | 756,350 | 756,350 | Direct |
| 2043-11-03 | 15,729,378 | 15,729,378 | Indirect |
| 2043-11-03 | 489,071 | 489,071 | Indirect |
| 2043-11-23 | 17,081 | 17,081 | Indirect |
Footnotes
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Additionally, the Reporting Person owns, directly or indirectly, limited partnership interests in CBL & Associates Limited Partnership, a Delaware limited partnership (the Operating Partnership), that, together with the partnership interests of other limited partners in the Operating Partnership which are controlled by the Reporting Person, may be exchanged at any time for an aggregate of 16,991,880 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
- The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
- Immediately exercisable.
- Includes 15,520,703 Common Units owned directly by CBL & Associates, Inc., a corporation controlled by the Reporting Person, and 208,675 Common Units owned by four general partnerships controlled by CBL & Associates, Inc.
- Common Units owned by College Station Associates, a general partnership controlled by the Reporting Person.
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