Filing Details
- Accession Number:
- 0001104659-13-029502
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-15 20:10:26
- Reporting Period:
- 2013-03-07
- Filing Date:
- 2013-04-15
- Accepted Time:
- 2013-04-15 20:10:26
- Original Submission Date:
- 2013-03-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396814 | Pacira Pharmaceuticals Inc. | PCRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267959 | A Fred Middleton | C/O Sanderling Ventures 400 South El Camino Real, Suite 1200 San Mateo CA 94402 | Yes | No | Yes | No | |
1306695 | Sanderling Venture Partners Vi Co Investment Fund Lp | C/O Sanderling Ventures 400 South El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1306717 | Sanderling Venture Partners Vi Lp | C/O Sanderling Ventures 400 South El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1429282 | Partnership Limited Vi Sanderling | C/O Sanderling Ventures 400 South El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1429283 | Sanderling Vi Beteiligungs Gmbh & Co Kg | C/O Sanderling Ventures 400 South El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-07 | 17,973 | $2.69 | 900,535 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 629 | $2.69 | 48,383 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 750 | $2.69 | 57,646 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 17,839 | $2.69 | 1,353,952 | No | 4 | X | Direct | |
Common Stock | Disposition | 2013-03-07 | 1,866 | $25.92 | 898,669 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 66 | $25.92 | 48,317 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 78 | $25.92 | 57,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 1,852 | $25.92 | 1,352,100 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 20,220 | $13.44 | 918,889 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 708 | $13.44 | 49,025 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 843 | $13.44 | 58,411 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-03-07 | 20,069 | $13.44 | 1,372,169 | No | 4 | X | Direct | |
Common Stock | Disposition | 2013-03-07 | 10,485 | $25.92 | 908,404 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 368 | $25.92 | 48,657 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 438 | $25.92 | 57,973 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 10,407 | $25.92 | 1,361,762 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-11 | 348,951 | $27.86 | 559,453 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 17,973 | $0.00 | 17,973 | $2.69 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 629 | $0.00 | 629 | $2.69 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 750 | $0.00 | 750 | $2.69 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 17,839 | $0.00 | 17,839 | $2.69 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 20,220 | $0.00 | 20,220 | $13.44 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 708 | $0.00 | 708 | $13.44 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 843 | $0.00 | 843 | $13.44 |
Common Stock | Common Stock Warrants (right to buy) | Disposition | 2013-03-07 | 20,069 | $0.00 | 20,069 | $13.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-01-22 | 2014-01-21 | No | 4 | X | Direct |
0 | 2009-01-22 | 2014-01-21 | No | 4 | X | Direct |
0 | 2009-01-22 | 2014-01-21 | No | 4 | X | Direct |
0 | 2009-01-22 | 2014-01-21 | No | 4 | X | Direct |
0 | 2010-12-29 | 2017-12-29 | No | 4 | X | Direct |
0 | 2010-12-29 | 2017-12-29 | No | 4 | X | Direct |
0 | 2010-12-29 | 2017-12-29 | No | 4 | X | Direct |
0 | 2010-12-29 | 2017-12-29 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42,833 | Direct |
Footnotes
- The securities are held directly by Sanderling Venture Partners VI, L.P. The address for Sanderling Venture Partners VI , L.P. is c/o Sanderling Ventures, 400 South El Camino Real, Suite 1200, San Mateo, CA 94402.
- The securities are held by Sanderling VI Beteiligungs GmbH & Co. KG. The address for Sanderling VI Beteiligungs GmbH & Co. KG is c/o Sanderling Ventures, 400 South El Camino Real, Suite 1200, San Mateo, CA 94402.
- The securities are held directly by Sanderling VI Limited Partnership. The address for Sanderling VI Limited Partnership is c/o Sanderling Ventures, 400 South El Camino Real, Suite 1200, San Mateo, CA 94402.
- The securities are held directly by Sanderling Venture Partners VI Co-Investment Fund, L.P. The address for Sanderling Venture Partners VI Co-Investment Fund, L.P. is c/o Sanderling Ventures, 400 South El Camino Real, Suite 1200, San Mateo, CA 94402.
- Fred Middleton, a member of the Board of Directors of the Issuer, is a managing director of Middleton, McNeil, Mills & Associates VI, LLC, which has the ultimate voting and investment power over shares held of record by Sanderling Venture Partners VI, L.P., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling VI Limited Partnership and Sanderling Venture Partners VI Co-Investment Fund, L.P. and he may be deemed to have voting and investment power over shares held of record by Sanderling Venture Partners VI, L.P., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling VI Limited Partnership and Sanderling Venture Partners VI Co-Investment Fund, L.P.
- On March 7, 2013, the reporting person exercised a warrant to purchase 17,973 shares of PCRX common stock for $2.69 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 1,866 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 16,107 shares. PCRX also paid $19.35 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 629 shares of PCRX common stock for $2.69 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 66 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 563 shares. PCRX also paid $18.71 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 750 shares of PCRX common stock for $2.69 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 78 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 672 shares. PCRX also paid $4.26 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 17,839 shares of PCRX common stock for $2.69 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 1,852 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 15,987 shares. PCRX also paid $16.93 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 20,220 shares of PCRX common stock for $13.44 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 10,485 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 9,735 shares. PCRX also paid $14.40 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 708 shares of PCRX common stock for $13.44 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 368 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 340 shares. PCRX also paid $23.04 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 843 shares of PCRX common stock for $13.44 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 438 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 405 shares. PCRX also paid $23.04 to the reporting person in lieu of a fractional share.
- On March 7, 2013, the reporting person exercised a warrant to purchase 20,069 shares of PCRX common stock for $13.44 per share. The reporting person paid the exercise price on a cashless basis, resulting in PCRX's withholding of 10,407 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 9,662 shares. PCRX also paid $22.08 to the reporting person in lieu of a fractional share.
- The securities are held directly by Fred Middleton. The address for Fred Middleton is c/o Sanderling Ventures, 400 South El Camino Real, Suite 1200, San Mateo, CA 94402.
- The prior Form 4 did not include Mr. Middleton as a reporting person. This amended Form 4 has been filed solely to add Mr. Middleton as a reporting person.