Filing Details
- Accession Number:
- 0001437749-13-004451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-15 18:10:06
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2013-04-15
- Accepted Time:
- 2013-04-15 18:10:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005286 | Landec Corp | LNDC | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 943025618 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265844 | J Dennis Allingham | C/O 3603 Haven Avenue Menlo Park CA 94025 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-09 | 25,000 | $5.63 | 25,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-10 | 16,147 | $5.63 | 41,147 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-10 | 15,103 | $5.63 | 56,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-09 | 25,000 | $13.62 | 31,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-10 | 16,147 | $13.85 | 15,103 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-10 | 15,103 | $13.85 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Right to buy Incentive stock options | Disposition | 2013-04-09 | 25,000 | $5.63 | 25,000 | $5.63 |
Common Stock | Right to buy Incentive stock options | Disposition | 2013-04-10 | 16,147 | $5.63 | 16,147 | $5.63 |
Common Stock | Right to buy Nonqualified stock option | Disposition | 2013-04-10 | 15,103 | $5.63 | 15,103 | $5.63 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,897 | 2011-05-26 | 2017-05-26 | No | 4 | M | Direct |
3,750 | 2011-05-26 | 2017-05-26 | No | 4 | M | Direct |
0 | 2011-05-26 | 2017-05-26 | No | 4 | M | Direct |
Footnotes
- Includes option that have not yet vested but will become fully vested on May 26, 2013.
- On May 27, 2010 the filed Form 3 incorrectly reported the acquisition of 60,000 incentive stock options, which should have been reported as 44,897 incentive stock options and 15,103 non-qualified stock options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.