Filing Details
- Accession Number:
- 0001179110-13-006808
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-15 17:02:55
- Reporting Period:
- 2013-02-25
- Filing Date:
- 2013-04-15
- Accepted Time:
- 2013-04-15 17:02:55
- Original Submission Date:
- 2013-02-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1292426 | Gfi Group Inc. | GFIG | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 800006224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314448 | W John Ward | C/O Gfi Group Inc. 55 Water Street New York NY 10041 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-25 | 0 | $0.00 | 61,682 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 15,102 | 15,102 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,102 | 15,102 | Direct |
Footnotes
- The Restricted Stock Units settle 1 for 1 upon vesting.
- The Restricted Stock Units will vest on January 31, 2014 and have no expiration date.
- On February 26, 2013, a Form 4 was filed on behalf of the Reporting Person in error, reporting a sale of 7,319 shares at an average price of $3.58. The reported transaction was completed by another employee of the Company with the same name and not by the Reporting Person. Therefore, this amendment is being filed to show the correct number of Securities that are currently beneficially held by the Reporting Person in Column 5 of Table I.
Billionaire Hedge Funds
