Filing Details
- Accession Number:
- 0001120295-13-000084
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-12 19:32:00
- Reporting Period:
- 2013-02-07
- Filing Date:
- 2013-04-12
- Accepted Time:
- 2013-04-12 19:32:00
- Original Submission Date:
- 2013-02-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120295 | Ixia | XXIA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 954635982 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418363 | Alan Grahame | C/O Ixia 26601 West Agoura Road Calabasas CA 91302 | Sr. Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-07 | 4,500 | $0.00 | 55,150 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-02-08 | 20,000 | $10.30 | 75,150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-08 | 20,000 | $20.89 | 55,150 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2013-02-07 | 13,500 | $0.00 | 13,500 | $20.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,500 | 2020-02-07 | No | 4 | A | Direct |
Footnotes
- Restricted Stock Units for 4,500 shares vest and shares will be issued in 16 equal quarterly installments with the first installment vesting on 5/15/13 and one additional installment vesting on the 15th day of the second calendar month of each of the fifteen calendar quarters thereafter. Each Restricted Stock Unit represents the right to receive one share of Ixia Common Stock to be issued and delivered upon the applicable vesting date.
- Amendment is being filed to correct (a) the number of securities reported in each of Column 4 (Securities Acquired (A)) and Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction (s)) of Table I and (b) the number of securities reported in each of Column 5 (No. of Derivative Securities Acquired (A)), Column 7 (Amount of Underlying Securities), and Column 9 (No. of Derivative Securities Beneficially Owned Following Reported Transaction(s)) of Table II. Subsequent reports filed on each of February 15, 2013, February 21, 2013, March 5, 2013 and March 7, 2013 also incorrectly stated the balance in Column 5 of Table I which should be decreased by 8,000 shares in each line item in each report.
- Option to purchase 13,500 shares vests and becomes exercisable in sixteen equal quarterly installments commencing 6/30/13.