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Home > Insider Trading > Filing (0001140361-13-016377)

Filing Details

Accession Number:: 0001140361-13-016377
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-12 17:01:15
Reporting Period:: 2013-04-11

Filing Date:: 2013-04-12
Accepted Time:: 2013-04-12 17:01:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Royce Focus Trust Inc	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185838	Whitney W George	C/O Royce &Amp; Associates Llc 745 Fifth Ave New York NY 10151	Vice President	No	Yes	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-04-12	10,429	$6.89	66,296	No	4	P	Indirect	Held in a Trust
Common Stock	Acquisiton	2013-04-11	5,867	$6.88	55,867	No	4	P	Indirect	Held in a Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held in a Trust
No	4	P	Indirect	Held in a Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,358,618	Direct
Common Stock	707,148	Indirect	Held by Spouse
Common Stock	310,472	Indirect	Held by children

Footnotes

Purchase of shares in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.