Filing Details
- Accession Number:
- 0001144204-13-021591
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-04-12 16:29:43
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-04-12
- Accepted Time:
- 2013-04-12 16:29:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1476638 | Rackwise Inc. | RACK | Services-Prepackaged Software (7372) | 263439890 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1068614 | F Edward Feighan | C/O Rackwise, Inc. 2365 Iron Point Road, Suite 190 Folsom CA 95630 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-06 | 133,333 | $0.00 | 583,333 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-03-20 | 250,000 | $0.04 | 833,333 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2012-10-04 | 166,667 | $0.00 | 1,000,000 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-01-06 | 33,333 | $0.00 | 33,333 | $1.00 |
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-04-18 | 500,000 | $0.00 | 500,000 | $1.00 |
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2012-10-04 | 166,667 | $0.00 | 166,667 | $0.30 |
| Common Stock | Director Stock Options (right to buy) | Acquisiton | 2012-01-09 | 250,000 | $0.00 | 250,000 | $0.35 |
| Common Stock | Director Stock Options (right to buy) | Acquisiton | 2012-07-18 | 250,000 | $0.00 | 250,000 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,333 | 2012-01-06 | 2017-01-05 | No | 5 | P | Direct |
| 500,000 | 2012-04-18 | 2019-04-17 | No | 5 | P | Direct |
| 166,667 | 2012-10-04 | 2017-10-03 | No | 5 | P | Direct |
| 250,000 | 2012-01-09 | 2022-01-08 | No | 5 | A | Direct |
| 250,000 | 2012-07-18 | 2022-07-17 | No | 5 | A | Direct |
Footnotes
- The reported securities are included within the Units of the Issuer purchased by the reporting person for $0.375 per Unit. Each Unit consists of one share of common stock and one warrant to purchase one-quarter of a share of common stock, at the exercise price of $1.00 per share.
- The reporting securities were acquired by the reporting person in a private transaction from a third party.
- The reported securities are included within the Units of the Issuer purchased by the reporting person for $0.15 per Unit. Each Unit consists of one share of common stock and one warrant to purchase one share of common stock, at the exercise price of $0.30 per share.
- Vested 100% on July 18, 2012.
- Vested 100% on September 21, 2012.
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