Filing Details

Accession Number:
0001181431-13-022089
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-12 16:15:45
Reporting Period:
2013-04-10
Filing Date:
2013-04-12
Accepted Time:
2013-04-12 16:15:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1349929 Cancer Genetics Inc CGIX Services-Medical Laboratories (8071) 043462475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550335 S.k. Raju Chaganti 201 Route 17 North
2Nd Floor
Rutherford NJ 07070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Convertible Note Acquisiton 2013-04-10 13,430 $0.00 438,727 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Note Disposition 2013-04-10 0 $0.00 13,430 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. The outstanding principal balance under the convertible note plus all accrued and unpaid interest thereon converted into shares of common stock of Cancer Genetics, Inc. (the "Company") upon consummation of the Company's initial public offering at a conversion price per share equal to the initial public offering price per share. The convertible note had no expiration date.