Filing Details
- Accession Number:
- 0001181431-13-022089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-12 16:15:45
- Reporting Period:
- 2013-04-10
- Filing Date:
- 2013-04-12
- Accepted Time:
- 2013-04-12 16:15:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1349929 | Cancer Genetics Inc | CGIX | Services-Medical Laboratories (8071) | 043462475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550335 | S.k. Raju Chaganti | 201 Route 17 North 2Nd Floor Rutherford NJ 07070 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Convertible Note | Acquisiton | 2013-04-10 | 13,430 | $0.00 | 438,727 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Note | Disposition | 2013-04-10 | 0 | $0.00 | 13,430 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The outstanding principal balance under the convertible note plus all accrued and unpaid interest thereon converted into shares of common stock of Cancer Genetics, Inc. (the "Company") upon consummation of the Company's initial public offering at a conversion price per share equal to the initial public offering price per share. The convertible note had no expiration date.