Filing Details

Accession Number:
0001181431-13-022088
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-12 16:15:26
Reporting Period:
2013-04-10
Filing Date:
2013-04-12
Accepted Time:
2013-04-12 16:15:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1349929 Cancer Genetics Inc CGIX Services-Medical Laboratories (8071) 043462475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510184 L Andrew Pecora 201 Route 17 North
2Nd Floor
Rutherford NJ 07070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2013-04-10 50,000 $0.00 52,391 No 4 P Indirect By limited liability company
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By limited liability company
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Note Disposition 2013-04-10 0 $0.00 50,000 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The convertible note converted into shares of common stock of Cancer Genetics, Inc. (the "Company") upon consummation of the Company's initial public offering at a conversion price per share equal to the initial public offering price per share. The convertible note had no expiration date.