Filing Details
- Accession Number:
- 0001437749-13-004363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-12 16:12:43
- Reporting Period:
- 2013-04-10
- Filing Date:
- 2013-04-12
- Accepted Time:
- 2013-04-12 16:12:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136174 | Catasys Inc. | CATS | Services-Misc Health & Allied Services, Nec (8090) | 880464853 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904534 | S Terren Peizer | 11150 Santa Monica Blvd. # 1500 Los Angeles CA 90025 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-04-10 | 17,300,000 | $0.07 | 84,071,935 | No | 4 | P | Indirect | By Crede CG II, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Crede CG II, Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase | Acquisiton | 2013-04-10 | 17,300,000 | $0.00 | 17,300,000 | $0.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,300,000 | 2018-04-10 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 327,500 | Indirect | By Reserva Capital, LLC |
Common Stock, Par Value $0.0001 Per Share | 567,916 | Indirect | By Bonmore, LLC |
Footnotes
- These securities were purchased by Crede CG II, Ltd. pursuant to a Securities Purchase Agreement entered into with the Issuer.
- The reporting person is the Managing Director of Crede CG II, Ltd., Reserva Capital Group, LLC and Bonmore, LLC, and may be deemed to beneficially own or control the securities. The reporting person disclaims beneficial ownership of any such securities.
- The exercise price of the warrants is subject to potential future adjustment pursuant to the provisions of the warrant.
- Exercisable at any time prior to expiration.