Home > Insider Trading > Filing (0001144204-13-021412)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1270073	Intercept Pharmaceuticals Inc	ICPT	Pharmaceutical Preparations (2834)	223868459

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1559570	David Shapiro	C/O Intercept Pharmaceuticals, Inc. 18 Desbrosses Street New York NY 10013	Cmo And Evp - Development	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-04-09	3,750	$10.40	3,750	No	4	M	Direct
Common Stock	Disposition	2013-04-09	50	$33.86	3,700	No	4	S	Direct
Common Stock	Disposition	2013-04-09	200	$34.25	3,500	No	4	S	Direct
Common Stock	Disposition	2013-04-09	100	$34.29	3,400	No	4	S	Direct
Common Stock	Disposition	2013-04-09	300	$34.30	3,100	No	4	S	Direct
Common Stock	Disposition	2013-04-09	300	$34.31	2,800	No	4	S	Direct
Common Stock	Disposition	2013-04-09	100	$34.32	2,700	No	4	S	Direct
Common Stock	Disposition	2013-04-09	100	$34.33	2,600	No	4	S	Direct
Common Stock	Disposition	2013-04-09	200	$34.35	2,400	No	4	S	Direct
Common Stock	Disposition	2013-04-09	200	$34.38	2,200	No	4	S	Direct
Common Stock	Disposition	2013-04-09	100	$34.38	2,100	No	4	S	Direct
Common Stock	Disposition	2013-04-09	2,100	$34.50	0	No	4	S	Direct
Common Stock	Acquisiton	2013-04-09	8,113	$0.00	8,113	No	4	M	Direct
Common Stock	Disposition	2013-04-09	3,049	$34.57	5,064	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2013-04-09	8,113	$0.00	8,113	$0.00
Common Stock	Options to Purchase Common Stock	Disposition	2012-04-09	3,750	$0.00	3,750	$10.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,848			No	4	M	Direct
82,788		2018-04-01	No	4	M	Direct

Footnotes

The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 20, 2013.
Conversion of restricted stock units ("RSUs") to shares of common stock on a one-for-one basis.
On November 16, 2012, the reporting person was granted 25,961 RSUs. The RSUs reported as having been disposed and the corresponding shares reported as having been acquired, representing 31.25% of the shares underlying the RSUs, became vested on April 9, 2013, subject to the terms and conditions of the award and the Intercept Pharmaceuticals, Inc. 2012 Equity Incentive Plan (the "2012 Plan"). The remainder of the shares originally underlying the RSUs will vest pro rata on a quarterly basis from April 1, 2013 through January 1, 2016, subject to the terms and conditions of the award and the 2012 Plan.
Net share settlement of RSUs to cover tax withholding obligations.
All shares underlying this option have vested.