Filing Details
- Accession Number:
- 0001181431-13-022005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-11 18:38:10
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2013-04-11
- Accepted Time:
- 2013-04-11 18:38:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1375481 | J John Suydam | 9 West 57Th Street 43Rd Floor New York NY 10019 | Chief Legal & Compl. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2013-04-09 | 50,000 | $26.00 | 1,031,039 | No | 4 | S | Direct | |
Class A Shares | Disposition | 2013-04-10 | 50,000 | $27.00 | 981,039 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 249,009 | Indirect | Suydam 2012 Family Trust |
Footnotes
- Reported amount includes 718,420 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- Reported amount represents RSUs granted to the reporting person under the 2007 Plan that are vested and were transferred by the reporting person to a trust for the benefit of the reporting person's spouse and children for which the reporting person's spouse is the trustee (the "Trust"). Each RSU held by the Trust represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement between the Issuer and the reporting person, one Class A share for each vested RSU. Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of all securities held by the Trust except to the extent of the reporting person's pecuniary interest therein.