Filing Details
- Accession Number:
- 0001140361-13-016252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-11 16:17:57
- Reporting Period:
- 2013-03-26
- Filing Date:
- 2013-04-11
- Accepted Time:
- 2013-04-11 16:17:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-26 | 425 | $2.00 | 561,197 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-03-27 | 517 | $2.00 | 561,714 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-03-28 | 100 | $2.00 | 561,814 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-04-02 | 317 | $2.00 | 562,131 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-04-03 | 200 | $2.00 | 562,331 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-04-04 | 167 | $2.00 | 562,498 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-04-05 | 360 | $2.00 | 562,858 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-04-08 | 1,133 | $2.00 | 563,991 | No | 4 | L | Indirect | By AO Partners I, LP |
| Common Stock | Acquisiton | 2013-04-09 | 2,293 | $2.00 | 566,284 | No | 4 | P | Indirect | By AO Partners I, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | L | Indirect | By AO Partners I, LP |
| No | 4 | P | Indirect | By AO Partners I, LP |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
Billionaire Hedge Funds
