Filing Details
- Accession Number:
- 0000098246-13-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-11 10:28:44
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2013-04-11
- Accepted Time:
- 2013-04-11 10:28:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1123781 | D Caroline Naggiar | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2013-04-09 | 15,000 | $23.00 | 42,325 | No | 4 | M | Direct | |
Common Stock $.01 Par | Acquisiton | 2013-04-09 | 6,250 | $37.65 | 48,575 | No | 4 | M | Direct | |
Common Stock $.01 Par | Disposition | 2013-04-09 | 21,250 | $71.00 | 27,325 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-04-09 | 15,000 | $0.00 | 15,000 | $23.00 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-04-09 | 6,250 | $0.00 | 6,250 | $37.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,000 | 2019-01-28 | No | 4 | M | Direct | |
0 | 2018-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 48 | Indirect | By ESOP |
Footnotes
- Options granted under 16(b) Plan on January 28, 2009. The option vested in four equal installments on January 28, 2010, 2011, 2012 and 2013.
- Total grant 38,000 shares. 0 shares previously exercised.
- Options granted under 16(b) Plan on January 17, 2008. The option vested in four equal installments on January 17, 2009, 2010, 2011 and 2012.