Filing Details
- Accession Number:
- 0001179110-13-006661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-10 18:59:01
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2013-04-10
- Accepted Time:
- 2013-04-10 18:59:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249808 | Richard Rowley | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Vp, Corp. Controller & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-09 | 25,000 | $34.67 | 41,981 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-09 | 17,568 | $34.16 | 59,549 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-09 | 15,707 | $34.03 | 75,256 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-09 | 58,275 | $43.97 | 16,981 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2013-04-09 | 25,000 | $0.00 | 25,000 | $34.67 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-04-09 | 17,568 | $0.00 | 17,568 | $34.16 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-04-09 | 15,707 | $0.00 | 15,707 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-04-09 | 2015-02-15 | No | 4 | M | Direct |
| 5,432 | 2013-04-09 | 2017-01-25 | No | 4 | M | Direct |
| 13,293 | 2013-04-09 | 2018-01-24 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $43.97 to $43.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted on February 15, 2008 are fully vested and exerciseable.
- Vests monthly at a rate of 2.08% of the original grant of 23,000 shares for 48 months from the original grant date of January 25, 2010.
- Vests monthly at a rate of 2.08% of the original grant of 29,000 shares for 48 months from the original grant date of January 24, 2011.
Billionaire Hedge Funds
