Filing Details
- Accession Number:
- 0001474064-13-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-10 18:19:30
- Reporting Period:
- 2013-04-08
- Filing Date:
- 2013-04-10
- Accepted Time:
- 2013-04-10 18:19:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890465 | Nps Pharmaceuticals Inc | NPSP | Biological Products, (No Disgnostic Substances) (2836) | 870439579 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365343 | Francois Nader | 550 Hills Drive Bedminster NJ 07921 | President, Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-08 | 35,644 | $5.73 | 272,504 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 7,632 | $4.07 | 280,136 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 7,100 | $4.50 | 287,236 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 6,567 | $4.37 | 293,803 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 6,104 | $4.31 | 299,907 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 55,470 | $4.13 | 355,377 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 16,125 | $4.42 | 371,502 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 15,358 | $4.29 | 386,860 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-08 | 150,000 | $11.01 | 236,860 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 79,356 | $4.29 | 316,216 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 15,000 | $4.10 | 331,216 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 13,875 | $3.93 | 345,091 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 41,769 | $3.85 | 386,860 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-09 | 150,000 | $11.27 | 236,860 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-04-10 | 58,231 | $3.85 | 295,091 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-10 | 16,754 | $3.60 | 311,845 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-10 | 54,000 | $3.34 | 365,845 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-10 | 148,367 | $11.68 | 217,478 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-04-08 | 35,644 | $0.00 | 35,644 | $5.73 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 7,632 | $0.00 | 7,632 | $4.07 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 7,100 | $0.00 | 7,100 | $4.50 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 6,567 | $0.00 | 6,567 | $4.37 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 6,104 | $0.00 | 6,104 | $4.31 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 55,470 | $0.00 | 55,470 | $4.13 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 16,125 | $0.00 | 16,125 | $4.42 |
Common Stock | Stock Option | Disposition | 2013-04-08 | 15,358 | $0.00 | 15,358 | $4.29 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 79,356 | $0.00 | 79,356 | $4.29 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 15,000 | $0.00 | 15,000 | $4.10 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 13,875 | $0.00 | 13,875 | $3.93 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 41,769 | $0.00 | 41,769 | $3.85 |
Common Stock | Stock Option | Disposition | 2013-04-10 | 58,231 | $0.00 | 58,231 | $3.85 |
Common Stock | Stock Option | Disposition | 2013-04-10 | 16,754 | $0.00 | 16,754 | $3.60 |
Common Stock | Stock Option | Disposition | 2013-04-10 | 54,000 | $0.00 | 54,000 | $3.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
64,356 | 2016-06-05 | No | 4 | M | Direct | |
1,243 | 2016-07-17 | No | 4 | M | Direct | |
1,775 | 2016-10-16 | No | 4 | M | Direct | |
2,308 | 2017-01-16 | No | 4 | M | Direct | |
2,771 | 2017-04-16 | No | 4 | M | Direct | |
9,030 | 2017-07-02 | No | 4 | M | Direct | |
2,625 | 2017-07-16 | No | 4 | M | Direct | |
79,356 | 2017-09-10 | No | 4 | M | Direct | |
0 | 2017-09-10 | No | 4 | M | Direct | |
3,750 | 2017-10-15 | No | 4 | M | Direct | |
4,875 | 2018-01-15 | No | 4 | M | Direct | |
58,231 | 2018-03-17 | No | 4 | M | Direct | |
0 | 2018-03-17 | No | 4 | M | Direct | |
5,746 | 2018-04-15 | No | 4 | M | Direct | |
54,000 | 2020-02-19 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a predefined price target in a trading plan qualified under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that was effective November 28, 2012.
- Includes 734 shares of stock obtained through Issuer's Employee Stock Purchase Plan on 3/31/13.
- The price shown above represents the weighted average price of the shares sold. The range of sales prices was 11.00 and 11.04. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The price shown above represents the weighted average price of the shares sold. The range of sales prices was 11.25 and 11.39. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The price shown above represents the weighted average price of the shares sold. The range of sales prices was 11.65 and 11.71. The Reporting Person will provide to the Issuer, any security holder of the Issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- On June 5, 2006, the Reporting Person received a grant of 100,000 stock options under the Issuer's 2005 Omnibus Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On July 17, 2006, the Reporting Person received a grant of 8,875 stock options under the Issuer's 2005 Omnibus Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On October 16, 2006, the Reporting Person received a grant of 8,875 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On January 16, 2007, the Reporting Person received a grant of 8,875 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On April 16, 2007, the Reporting Person received a grant of 8,875 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On July 2, 2007, the Reporting Person received a grant of 64,500 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On July 16, 2007, the Reporting Person received a grant of 18,750 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On September 10, 2007, the Reporting Person received a grant of 94,714 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the date of grant, 25% on the second anniversary of the date of grant, and 50% on the third anniversary of the date of grant.
- On October 15, 2007, the Reporting Person received a grant of 18,750 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On January 15, 2008, the Reporting Person received a grant of 18,750 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On March 17, 2008, the Reporting Person received a grant of 100,000 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On April 15, 2008, the Reporting Person received a grant of 22,500 stock options under the Issuer's 1998 Stock Incentive Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On February 19, 2010, the Reporting Person was granted options to purchase shares of Common Stock under the Issuer's 2005 Omnibus Incentive Plan, which are subject to both performance conditions and time-based vesting. On December 21, 2012, the performance criteria for 54,000 of these options was satisfied when the FDA unanimously voted to approve the NDA for GATTEX for the treatment of SBS. These options will vest and become exercisable based on the following vesting schedule: 25% on each of the first four anniversaries of the date of grant.