Filing Details
- Accession Number:
- 0001474064-13-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-10 18:18:45
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2013-04-10
- Accepted Time:
- 2013-04-10 18:18:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890465 | Nps Pharmaceuticals Inc | NPSP | Biological Products, (No Disgnostic Substances) (2836) | 870439579 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299691 | J Joseph Rogus | 550 Hills Drive Bedminster NJ 07921 | Vp, Technical Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-09 | 5,175 | $5.85 | 24,547 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 7,374 | $5.71 | 31,921 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 25,396 | $5.71 | 57,317 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 7,195 | $3.34 | 64,512 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 2,875 | $3.34 | 67,387 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-09 | 48,015 | $11.50 | 19,372 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-04-09 | 5,175 | $0.00 | 5,175 | $5.85 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 7,374 | $0.00 | 7,374 | $5.71 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 25,396 | $0.00 | 25,396 | $5.71 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 7,195 | $0.00 | 7,195 | $3.34 |
Common Stock | Stock Option | Disposition | 2013-04-09 | 2,875 | $0.00 | 2,875 | $3.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-10-15 | No | 4 | M | Direct | |
0 | 2019-01-20 | No | 4 | M | Direct | |
0 | 2019-01-20 | No | 4 | M | Direct | |
0 | 2020-02-19 | No | 4 | M | Direct | |
0 | 2020-02-19 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a predefined price target in a trading plan qualified under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that was effective December 6, 2012.
- On October 15, 2008, the Reporting Person received a grant of 5,175 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 28% on the first anniversary of the date of grant and 2% each month for the next three years.
- On January 20, 2009, the Reporting Person received a grant of 7,374 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the grant and 6.25% every three months thereafter.
- On January 20, 2009, the Reporting Person received a grant of 25,396 stock options under the Issuer's 1998 Stock Option Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the grant and 6.25% every three months thereafter.
- On February 19, 2010, the Reporting Person received a grant of 7,195 stock options under the Issuer's 2005 Omnibus Incentive Plan. The options become exercisable based on the following vesting schedule: 25% on the first anniversary of the grant and 6.25% every three months thereafter.
- On February 19, 2010, the Reporting Person was granted options to purchase shares of Common Stock under the Issuer's 2005 Omnibus Incentive Plan, which are subject to both performance conditions and time-based vesting. On February 17, 2011, the performance criteria for 11,500 of these options had been satisfied because the Issuer's Phase 3 pivotal study of GATTEX (teduglutide) had met the primary efficacy endpoint of reducing parenteral nutrition dependence in patients with adult short bowel syndrome. These 11,500 options will vest and become exercisable based on the following vesting schedule: 25% on each of the first four anniversaries of the date of grant.