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Filing Details

Accession Number:: 0001179110-13-006658
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-10 17:56:41
Reporting Period:: 2013-04-08

Filing Date:: 2013-04-10
Accepted Time:: 2013-04-10 17:56:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820027	Ameriprise Financial Inc	AMP	Investment Advice (6282)	133180631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1335388	Carl John Junek	General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474	Exec Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-04-08	19,025	$21.34	65,648	No	4	M	Direct
Common Stock	Disposition	2013-04-08	23,461	$71.30	42,187	No	4	S	Direct
Common Stock	Acquisiton	2013-04-09	19,000	$21.34	61,187	No	4	M	Direct
Common Stock	Disposition	2013-04-09	22,794	$72.41	38,393	No	4	S	Direct
Common Stock	Acquisiton	2013-04-10	19,000	$21.34	57,393	No	4	M	Direct
Common Stock	Disposition	2013-04-10	24,304	$72.87	33,089	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-04-08	19,025	$0.00	19,025	$21.34
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-04-09	19,000	$0.00	19,000	$21.34
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-04-10	19,000	$0.00	19,000	$21.34

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
38,000	2013-02-02	2019-02-03	No	4	M	Direct
19,000	2013-02-02	2019-02-03	No	4	M	Direct
0	2013-02-02	2019-02-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	36	Indirect	By 401(k) Plan

Footnotes

Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2013.
Reflects the weighted average price of 23,461 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on April 8, 2013 with sale prices ranging from $71.29 to $71.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 22,794 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on April 9, 2013 with sale prices ranging from $72.27 to $72.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 24,304 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on April 10, 2013 with sale prices ranging from $72.79 to $73.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of April 8, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.