Filing Details

Accession Number:
0001209191-13-021074
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-10 16:34:15
Reporting Period:
2012-10-01
Filing Date:
2013-04-10
Accepted Time:
2013-04-10 16:34:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
805928 Axogen Inc. AXGN Electromedical & Electrotherapeutic Apparatus (3845) 411301878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530945 Frederick John Harper 13859 Progress Blvd.,
Suite 100
Alachua FL 32615
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-01 86,557 $3.61 147,428 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2013-01-01 13,000 $2.75 13,000 $2.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,540 2013-01-01 2020-01-01 No 4 A Direct
Footnotes
  1. Springboard Capital II, LLC (Springboard), of which Mr. Harper is a limited partner, distributed all of its shares of AxoGen, Inc. to its partners. The shares reflect those distributed to Mr. Harper in accordance with his percentage of ownership in Springboard pursuant to the governing documents of Springboard. The price per share reflects the orginal price per share paid by Springboard.
  2. Annual option grant as compensation for service on the board of directors. All options vested on the date of grant.